SFC Licences of SUEN Ming Chit 孫明哲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RO 4 11 October 2016 02 February 2023
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RO 1 11 October 2016 02 February 2023
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 1 16 December 2011 02 February 2023
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RO 4 16 December 2011 10 October 2016
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RO 1 16 December 2011 10 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 18 November 2010 16 December 2011
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 4 30 March 2004 14 August 2010
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 30 March 2004 14 August 2010
Merrill Lynch (Asia Pacific) Limited RE 6 01 April 2003 23 March 2004
Merrill Lynch (Asia Pacific) Limited RE 4 01 April 2003 23 March 2004
Merrill Lynch (Asia Pacific) Limited RE 7 01 April 2003 23 March 2004
Merrill Lynch (Asia Pacific) Limited RE 9 01 April 2003 23 March 2004
Merrill Lynch (Asia Pacific) Limited RE 1 01 April 2003 23 March 2004
Merrill Lynch Futures (Hong Kong) Limited RE 2 01 April 2003 23 March 2004
Merrill Lynch Futures (Hong Kong) Limited RE 5 01 April 2003 23 March 2004
Merrill Lynch Futures (Hong Kong) Limited RE 7 01 April 2003 23 March 2004
Merrill Lynch Futures (Hong Kong) Limited RE 9 01 April 2003 23 March 2004