SFC Licences of SAUNDERS Scott Antony
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RO | 4 | 10 July 2007 | 27 April 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RO | 1 | 10 July 2007 | 27 April 2009 |
J.P. Morgan Securities (Far East) Limited | RO | 4 | 10 July 2007 | 27 April 2009 |
J.P. Morgan Securities (Far East) Limited | RO | 1 | 10 July 2007 | 27 April 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 19 April 2006 | 10 July 2007 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 19 April 2006 | 10 July 2007 |
UBS Securities Asia Limited | RE | 1 | 20 May 2005 | 27 October 2005 |
UBS Securities Hong Kong Limited | RO | 1 | 01 April 2003 | 27 October 2005 |
UBS Securities Asia Limited | RO | 1 | 01 April 2003 | 20 May 2005 |