SFC Licences of LAU Yuen Hung 劉婉鴻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RO 1 01 March 2022
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 15 November 2021 01 March 2022
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RO 1 08 April 2021 30 October 2021
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 23 December 2020 08 April 2021
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RO 1 02 January 2020 26 November 2020
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 10 September 2018 02 January 2020
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 1 17 June 2011 19 July 2018
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 28 April 2004 03 May 2011
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 01 April 2003 27 April 2004
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 01 April 2003 27 April 2004
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 6 01 April 2003 13 January 2004
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 9 01 April 2003 16 December 2003
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 4 01 April 2003 16 December 2003