SFC Licences of CHAN Chi Sheung, Henry 陳志尚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Caitong International Securities Co., Limited 財通國際證券有限公司 RO 4 19 March 2013 03 September 2021
Caitong International Securities Co., Limited 財通國際證券有限公司 RE 4 04 March 2013 19 March 2013
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 9 16 March 2012 01 March 2013
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 4 16 March 2012 01 March 2013
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 1 16 March 2012 01 March 2013
Quam Asset Management Limited 華富建業資產管理有限公司 RO 4 10 January 2011 01 November 2011
Quam Asset Management Limited 華富建業資產管理有限公司 RE 9 10 January 2011 01 November 2011
Quam Securities Limited 華富建業證券有限公司 RE 1 10 January 2011 01 November 2011
Quam Securities Limited 華富建業證券有限公司 RE 9 15 November 2007 01 November 2011
China Tonghai (IA) Limited 中国通海投资顾问有限公司 RO 4 25 May 2005 20 October 2010
China Tonghai (IA) Limited 中国通海投资顾问有限公司 RE 4 10 January 2004 25 May 2005