SFC Licences of CHAN Chi Sheung, Henry 陳志尚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Caitong International Securities Co., Limited 財通國際證券有限公司 | RO | 4 | 19 March 2013 | 03 September 2021 |
Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 4 | 04 March 2013 | 19 March 2013 |
KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 9 | 16 March 2012 | 01 March 2013 |
KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 4 | 16 March 2012 | 01 March 2013 |
KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 1 | 16 March 2012 | 01 March 2013 |
Quam Asset Management Limited 華富建業資產管理有限公司 | RO | 4 | 10 January 2011 | 01 November 2011 |
Quam Asset Management Limited 華富建業資產管理有限公司 | RE | 9 | 10 January 2011 | 01 November 2011 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 10 January 2011 | 01 November 2011 |
Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 15 November 2007 | 01 November 2011 |
China Tonghai (IA) Limited 中国通海投资顾问有限公司 | RO | 4 | 25 May 2005 | 20 October 2010 |
China Tonghai (IA) Limited 中国通海投资顾问有限公司 | RE | 4 | 10 January 2004 | 25 May 2005 |