SFC Licences of CHAN Chi Ming, Dominic 陳志銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 14 July 2008 | 04 July 2019 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 01 April 2003 | 07 May 2008 |