SFC Licences of CHU Chia Hsien 朱家軒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quam Securities Limited 華富建業證券有限公司 RE 4 01 June 2017
Quam Securities Limited 華富建業證券有限公司 RE 2 01 June 2017
Quam Securities Limited 華富建業證券有限公司 RE 1 01 June 2017
ABCI Securities Company Limited 農銀國際證券有限公司 RE 4 03 July 2012 21 December 2012
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 03 July 2012 10 December 2012
Winland Wealth Management Limited 永聯財富管理有限公司 RE 1 09 December 2008 01 March 2009
South China Research Limited 南華資料研究有限公司 RE 4 25 September 2006 30 September 2008
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 01 April 2003 01 August 2006
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 01 April 2003 01 August 2006
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 5 01 April 2003 20 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 6 01 April 2003 20 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 9 01 April 2003 20 January 2004
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 9 01 April 2003 20 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 01 April 2003 20 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 7 01 April 2003 07 July 2003