SFC Licences of LEE Sau Kuen, Dora 李秀娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 01 April 2003 | 03 June 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 01 April 2003 | 03 June 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 01 April 2003 | 30 August 2004 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 9 | 01 April 2003 | 30 August 2004 |