SFC Licences of MA Wai Sze 馬慧施

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 15 June 2021
Chow Sang Sang Securities Limited 周生生證券有限公司 RE 1 01 April 2003 30 April 2021
Chow Sang Sang Securities Limited 周生生證券有限公司 RE 6 01 April 2003 04 January 2005
Chow Sang Sang Securities Limited 周生生證券有限公司 RE 9 01 April 2003 04 January 2005
Chow Sang Sang Securities Limited 周生生證券有限公司 RE 4 01 April 2003 04 January 2005
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 RE 4 01 April 2003 29 October 2004
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 RE 9 01 April 2003 29 October 2004
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 RE 6 01 April 2003 29 October 2004
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 RE 1 01 April 2003 29 October 2004
Chow Sang Sang Securities Limited 周生生證券有限公司 RE 7 01 April 2003 04 August 2003
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 RE 7 01 April 2003 04 August 2003