SFC Licences of KWONG Sek Yuen 鄺錫源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 25 June 2012
UOB Finance (HK) Limited 大華金融(香港)有限公司 RE 4 14 January 2005 13 January 2006
UOB Finance (HK) Limited 大華金融(香港)有限公司 RE 1 01 April 2003 13 January 2006
UOB Finance (HK) Limited 大華金融(香港)有限公司 RE 4 01 April 2003 02 March 2004
UOB Finance (HK) Limited 大華金融(香港)有限公司 RE 6 01 April 2003 02 March 2004
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 6 01 April 2003 02 March 2004
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 01 April 2003 02 March 2004
UOB Finance (HK) Limited 大華金融(香港)有限公司 RE 9 01 April 2003 02 March 2004
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 01 April 2003