SFC Licences of SUZUKI Takenori
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RE | 1 | 08 April 2013 | 08 April 2016 |
VP Wealth Management (Hong Kong) Limited | RE | 1 | 30 August 2012 | 11 October 2012 |
LGT Investment Management (Asia) Limited | RE | 1 | 23 November 2009 | 30 June 2012 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 23 April 2005 | 26 April 2007 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 April 2005 | 26 April 2007 |