SFC Licences of CHU Kwok On 朱國安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| New Region Securities Company Limited 恒盛證券有限公司 | RE | 1 | 19 June 2023 | |
| New Region Securities Company Limited 恒盛證券有限公司 | RO | 4 | 24 April 2023 | |
| New Region Securities Company Limited 恒盛證券有限公司 | RE | 4 | 20 March 2023 | 24 April 2023 |
| New Region Securities Company Limited 恒盛證券有限公司 | RE | 9 | 20 March 2023 | |
| Standard International Asset Management Limited 標準國際資產管理有限公司 | RO | 4 | 21 July 2021 | 10 March 2023 |
| Standard International Asset Management Limited 標準國際資產管理有限公司 | RE | 9 | 21 July 2021 | 10 March 2023 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 4 | 02 August 2017 | 25 September 2017 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 1 | 17 May 2017 | 25 September 2017 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 9 | 21 July 2016 | 24 November 2016 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 12 May 2015 | 24 November 2016 |