SFC Licences of LAU Hay Tsing 劉希靖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 31 January 2005 | 31 July 2008 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 31 January 2005 | 31 July 2008 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 | RE | 2 | 29 October 2004 | 31 January 2005 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 | RE | 1 | 29 October 2004 | 31 January 2005 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 13 January 2004 | 21 August 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 21 August 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 31 December 2003 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 31 December 2003 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 31 December 2003 |