SFC Licences of KWOK Wai Chung 郭偉忠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 29 January 2014 | 28 May 2014 |
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 21 September 2007 | 03 December 2009 |
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 9 | 10 August 2006 | 03 December 2009 |
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 4 | 26 January 2006 | 03 December 2009 |