SFC Licences of LU Kwok Shing, David 魯國城
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 | RO | 9 | 05 March 2007 | 15 January 2008 |
Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 | RE | 4 | 26 October 2006 | 15 January 2008 |
Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 | RE | 9 | 26 October 2006 | 05 March 2007 |
HSBC Securities (Asia) Limited | RE | 1 | 01 April 2003 | 05 April 2003 |
HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 05 April 2003 |
HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 05 April 2003 |
HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 05 April 2003 |