SFC Licences of WAN Yew Chye 范有財
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Derivatives Hong Kong Limited | RE | 2 | 02 October 2006 | 07 February 2012 |
| UBS Securities Asia Limited | RE | 2 | 02 October 2006 | 07 February 2012 |
| UBS Securities Asia Limited | RE | 1 | 02 October 2006 | 07 February 2012 |
| UBS Securities Hong Kong Limited | RE | 1 | 02 October 2006 | 06 February 2012 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RO | 1 | 01 April 2003 | 30 September 2006 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 | RO | 2 | 01 April 2003 | 30 September 2006 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 | RO | 1 | 01 April 2003 | 08 February 2005 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 | RO | 9 | 01 April 2003 | 24 September 2004 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 | RO | 5 | 01 April 2003 | 24 September 2004 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RO | 9 | 01 April 2003 | 24 September 2004 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 | RO | 9 | 01 April 2003 | 24 September 2004 |