SFC Licences of SIU Kai Chi, Jimmy 蕭啟智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Solomon Capital Management Limited 瑞明資本有限公司 | RO | 1 | 12 December 2022 | 31 July 2023 |
| Vanward International Securities Limited 萬和國際證券有限公司 | RO | 1 | 04 October 2019 | 30 November 2022 |
| STI Asset Management Limited | RO | 4 | 20 June 2017 | 15 March 2018 |
| STI Asset Management Limited | RO | 1 | 20 June 2017 | 15 March 2018 |
| STI Asset Management Limited | RE | 4 | 26 April 2017 | 20 June 2017 |
| STI Asset Management Limited | RE | 1 | 26 April 2017 | 20 June 2017 |
| Wealth Link Securities Limited 富滙證券有限公司 | RO | 4 | 16 December 2016 | 01 February 2017 |
| Wealth Link Securities Limited 富滙證券有限公司 | RO | 1 | 02 June 2016 | 01 February 2017 |
| The Core Securities Company Limited 核聚證券有限公司 | RO | 4 | 19 November 2010 | 17 February 2016 |
| The Core Securities Company Limited 核聚證券有限公司 | RO | 1 | 19 November 2010 | 17 February 2016 |
| Shun Heng Securities Limited 信亨証券有限公司 | RE | 1 | 26 March 2010 | 15 October 2010 |
| Shun Heng Securities Limited 信亨証券有限公司 | RO | 1 | 18 June 2007 | 26 March 2010 |
| Shun Heng Securities Limited 信亨証券有限公司 | RE | 1 | 22 February 2005 | 18 June 2007 |
| Grand Onward Securities Limited 金安華證券有限公司 | RE | 1 | 01 April 2003 | 21 February 2005 |
| Grand Onward Securities Limited 金安華證券有限公司 | RE | 6 | 01 April 2003 | 14 February 2005 |
| Grand Onward Securities Limited 金安華證券有限公司 | RE | 4 | 01 April 2003 | 14 February 2005 |
| Grand Onward Securities Limited 金安華證券有限公司 | RE | 9 | 01 April 2003 | 14 February 2005 |