SFC Licences of KIM Moon Soo 金文洙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Aktis Capital Advisory Limited 瀚曦投資咨詢有限公司 RE 9 30 September 2013 17 November 2016
Aktis Capital Advisory Limited 瀚曦投資咨詢有限公司 RE 1 30 September 2013 17 November 2016
Prince Capital Management Limited 太子資本管理有限公司 RO 4 21 March 2012 01 April 2013
Prince Capital Management Limited 太子資本管理有限公司 RO 9 12 March 2012 12 September 2012
SK Securities Hong Kong Limited RO 6 20 January 2012 01 April 2013
Merrill Lynch (Asia Pacific) Limited RE 1 24 June 2004 25 July 2006
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 01 June 2004
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 01 April 2003 01 June 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 15 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 15 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 15 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 15 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 9 01 April 2003 13 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 5 01 April 2003 13 October 2003