SFC Licences of HUI Lam Chiu 許林釗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Suncorp Asset Management Limited
RO 4, 9 18 May 2022
Suncorp Securities Limited 新確證券有限公司
RO 1 06 October 2020
Lu International (Hong Kong) Limited 陸國際(香港)有限公司
RO 1, 4, 9 14 May 2020 01 October 2020
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司
RO 4, 5, 9 21 January 2019 14 August 2019
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司
RO 4, 5, 9 19 June 2015 11 December 2018
Shanxi Securities International Limited 山證國際證券有限公司
RO 1 10 June 2015 11 December 2018
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司
RO 4, 9 19 December 2013 16 September 2014
Zhongtai International Futures Limited 中泰國際期貨有限公司
RO 2 07 December 2012 16 September 2014
Zhongtai International Securities Limited 中泰國際證券有限公司
RO 1 13 November 2012 16 September 2014
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司
RO 4 19 March 2012 25 June 2012
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司
RO 9 17 June 2010 25 June 2012
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司
RO 5 22 September 2008 25 June 2012
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司
RO 2 28 August 2008 25 June 2012
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司
RO 1, 4 28 August 2008 25 June 2012
Sinomax Securities Limited 佳富達證券有限公司
RO 1 22 August 2006 31 July 2008
Hou Tak Securities Limited 厚德證券有限公司
RO 1 08 August 2005 19 August 2006
Hou Tak Securities Limited 厚德證券有限公司
RE 1 15 July 2005 08 August 2005
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 03 July 2003 30 March 2005
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 03 July 2003 30 March 2005
Sun Hung Kai Commodities Limited 新鴻基期貨有限公司
RE 2 01 April 2003 12 June 2003
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司
RE 6 01 April 2003 12 June 2003
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 1, 7 01 April 2003 12 June 2003
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 4, 6, 9 01 April 2003 05 June 2003
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司
RE 4, 9 01 April 2003 05 June 2003
Sun Hung Kai Commodities Limited 新鴻基期貨有限公司
RE 5, 9 01 April 2003 05 June 2003