| Institution |
Role |
Licences |
Start date |
End date |
Suncorp Asset Management Limited
|
RO |
4, 9 |
18 May 2022 |
|
Suncorp Securities Limited 新確證券有限公司
|
RO |
1 |
06 October 2020 |
|
Lu International (Hong Kong) Limited 陸國際(香港)有限公司
|
RO |
1, 4, 9 |
14 May 2020 |
01 October 2020 |
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司
|
RO |
4, 5, 9 |
21 January 2019 |
14 August 2019 |
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司
|
RO |
4, 5, 9 |
19 June 2015 |
11 December 2018 |
Shanxi Securities International Limited 山證國際證券有限公司
|
RO |
1 |
10 June 2015 |
11 December 2018 |
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司
|
RO |
4, 9 |
19 December 2013 |
16 September 2014 |
Zhongtai International Futures Limited 中泰國際期貨有限公司
|
RO |
2 |
07 December 2012 |
16 September 2014 |
Zhongtai International Securities Limited 中泰國際證券有限公司
|
RO |
1 |
13 November 2012 |
16 September 2014 |
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司
|
RO |
4 |
19 March 2012 |
25 June 2012 |
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司
|
RO |
9 |
17 June 2010 |
25 June 2012 |
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司
|
RO |
5 |
22 September 2008 |
25 June 2012 |
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司
|
RO |
2 |
28 August 2008 |
25 June 2012 |
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司
|
RO |
1, 4 |
28 August 2008 |
25 June 2012 |
Sinomax Securities Limited 佳富達證券有限公司
|
RO |
1 |
22 August 2006 |
31 July 2008 |
Hou Tak Securities Limited 厚德證券有限公司
|
RO |
1 |
08 August 2005 |
19 August 2006 |
Hou Tak Securities Limited 厚德證券有限公司
|
RE |
1 |
15 July 2005 |
08 August 2005 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
|
RE |
1 |
03 July 2003 |
30 March 2005 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
|
RE |
2 |
03 July 2003 |
30 March 2005 |
Sun Hung Kai Commodities Limited 新鴻基期貨有限公司
|
RE |
2 |
01 April 2003 |
12 June 2003 |
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司
|
RE |
6 |
01 April 2003 |
12 June 2003 |
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
|
RE |
1, 7 |
01 April 2003 |
12 June 2003 |
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
|
RE |
4, 6, 9 |
01 April 2003 |
05 June 2003 |
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司
|
RE |
4, 9 |
01 April 2003 |
05 June 2003 |
Sun Hung Kai Commodities Limited 新鴻基期貨有限公司
|
RE |
5, 9 |
01 April 2003 |
05 June 2003 |