SFC Licences of LAU Tat Wai, David 劉達維

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RO	6	18 May 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RO	1	18 May 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	6	16 September 2011	18 May 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	16 September 2011	18 May 2018
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RO	6	18 June 2009	28 June 2011
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RO	1	18 June 2009	28 June 2011
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	6	07 April 2009	18 June 2009
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	1	07 April 2009	18 June 2009
Citigroup Global Markets Hong Kong Futures and Securities Limited	RO	1	29 May 2008	21 November 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RO	6	29 May 2008	21 November 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RO	1	29 May 2008	21 November 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	13 April 2005	29 May 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	01 April 2003	29 May 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	01 April 2003	29 May 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	7	01 April 2003	03 March 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	9	01 April 2003	03 March 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	4	01 April 2003	03 March 2005