SFC Licences of BLENNERHASSETT David James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ballingal Investment Advisors Limited | RE | 4 | 16 January 2017 | |
| BGC Securities (Hong Kong) LLC | RE | 1 | 02 November 2012 | 07 September 2016 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 | RE | 4 | 09 September 2010 | 04 August 2011 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 | RE | 1 | 09 September 2010 | 04 August 2011 |
| MainFirst Securities Hong Kong Limited | RE | 1 | 17 June 2008 | 12 July 2010 |
| MainFirst Securities Hong Kong Limited | RE | 4 | 07 April 2008 | 12 July 2010 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 02 May 2006 | 25 March 2008 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 26 January 2006 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 20 January 2004 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 20 January 2004 |