SFC Licences of TAM Hai Wei, Grace 譚希慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 02 December 2004 | 15 June 2006 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 6 | 01 April 2003 | 15 June 2006 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 4 | 01 April 2003 | 02 December 2004 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 01 April 2003 | 02 December 2004 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 9 | 01 April 2003 | 02 December 2004 |