SFC Licences of LLOYD Jonathan Ceri
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | RE | 1 | 23 April 2010 | 04 June 2010 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 05 May 2008 | 07 March 2009 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 05 May 2008 | 07 March 2009 |
| Mirabaud (Asia) Limited | RE | 4 | 10 July 2007 | 01 April 2008 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 | RE | 6 | 04 April 2006 | 31 March 2007 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 | RE | 4 | 04 April 2006 | 31 March 2007 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 02 June 2003 | 27 March 2006 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 01 April 2003 | 27 March 2006 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 9 | 01 April 2003 | 06 May 2003 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 01 April 2003 | 06 May 2003 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 6 | 01 April 2003 | 06 May 2003 |