SFC Licences of MAWICKE John Henry
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pearl Street Advisors Limited | RO | 9 | 14 July 2015 | 14 November 2017 |
| Pearl Street Advisors Limited | RE | 9 | 15 June 2015 | 14 July 2015 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 09 May 2011 | 04 October 2013 |
| FrontPoint Management (Hong Kong), Ltd. | RE | 9 | 24 May 2006 | 04 April 2011 |
| Ritchie Capital Management (Hong Kong) Limited | RE | 9 | 25 August 2005 | 15 April 2006 |