SFC Licences of YAU Sui Ha 邱垂霞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 03 April 2009 | |
| FE Securities Limited 廣利證券有限公司 | RE | 1 | 01 April 2003 | 01 April 2009 |
| FE Securities Limited 廣利證券有限公司 | RE | 9 | 01 April 2003 | 09 March 2005 |
| FE Securities Limited 廣利證券有限公司 | RE | 6 | 01 April 2003 | 09 March 2005 |
| FE Securities Limited 廣利證券有限公司 | RE | 4 | 01 April 2003 | 09 March 2005 |
| FE Securities Limited 廣利證券有限公司 | RE | 7 | 01 April 2003 | 21 July 2003 |