SFC Licences of LEE Fung Nin 李豐年

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 4 16 November 2021 10 May 2022
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 25 May 2016 10 May 2022
CMB International Securities Limited 招銀國際證券有限公司 RO 1 14 October 2015 10 May 2022
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 26 July 2019 07 February 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 1 12 January 2015 14 October 2015
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 01 April 2003 26 December 2014
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 01 April 2003 26 December 2014
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 01 April 2003 29 April 2004
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 9 01 April 2003 29 April 2004
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 6 01 April 2003 11 March 2004
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 7 01 April 2003 11 March 2004