SFC Licences of LEE Fung Nin 李豐年
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 16 November 2021 | 10 May 2022 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 26 July 2019 | 07 February 2022 |
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 25 May 2016 | 10 May 2022 |
| CMB International Securities Limited 招銀國際證券有限公司 | RO | 1 | 14 October 2015 | 10 May 2022 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 12 January 2015 | 14 October 2015 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 26 December 2014 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 01 April 2003 | 26 December 2014 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 01 April 2003 | 29 April 2004 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 9 | 01 April 2003 | 29 April 2004 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 6 | 01 April 2003 | 11 March 2004 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 7 | 01 April 2003 | 11 March 2004 |