SFC Licences of BHATIA Sanjiv
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deltroit (Hong Kong) Limited | RE | 9 | 18 April 2012 | 28 June 2012 |
| Deltroit (Hong Kong) Limited | RE | 4 | 18 April 2012 | 28 June 2012 |
| Isometric Investment Advisors Limited | RO | 9 | 16 November 2009 | 29 February 2012 |
| Deephaven Asia Limited | RO | 9 | 13 April 2005 | 10 September 2008 |
| Deephaven Asia Limited | RO | 4 | 13 April 2005 | 10 September 2008 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 April 2003 | 08 September 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 01 April 2003 | 08 September 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 April 2003 | 08 September 2004 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 5 | 01 April 2003 | 08 September 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 01 April 2003 | 08 September 2004 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 9 | 01 April 2003 | 08 September 2004 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 01 April 2003 | 08 September 2004 |