SFC Licences of YAN Kwok Ting, Sunny 印國庭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Central China International Capital Limited 中州國際融資有限公司 | RO | 1 | 13 June 2006 | 23 December 2006 |
Central China International Capital Limited 中州國際融資有限公司 | RO | 6 | 25 May 2006 | 23 December 2006 |
Central China International Capital Limited 中州國際融資有限公司 | RE | 6 | 05 October 2005 | 25 May 2006 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 13 January 2005 | 27 June 2005 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 24 November 2004 | 27 June 2005 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 24 November 2004 | 27 June 2005 |
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 | RE | 6 | 01 April 2003 | 28 October 2004 |