SFC Licences of KWOK Wai Keung 郭偉強
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 13 February 2017 | |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 23 December 2011 | 12 February 2017 |
Partners Capital Securities Limited 博大證券有限公司 | RE | 1 | 04 July 2007 | 01 October 2011 |
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RE | 1 | 01 April 2003 | 30 April 2007 |
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RE | 6 | 01 April 2003 | 21 July 2004 |
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RE | 7 | 01 April 2003 | 21 July 2004 |
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RE | 9 | 01 April 2003 | 21 July 2004 |
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RE | 4 | 01 April 2003 | 21 July 2004 |