SFC Licences of KWOK Wai Keung 郭偉強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 13 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 23 December 2011 12 February 2017
Partners Capital Securities Limited 博大證券有限公司 RE 1 04 July 2007 01 October 2011
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RE 1 01 April 2003 30 April 2007
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RE 6 01 April 2003 21 July 2004
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RE 7 01 April 2003 21 July 2004
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RE 9 01 April 2003 21 July 2004
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RE 4 01 April 2003 21 July 2004