SFC Licences of LUK Ka Fat 陸家發
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nexus Investment Management Limited | RE | 9 | 16 March 2011 | |
| Nexus Investment Management Limited | RE | 4 | 16 March 2011 | |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 4 | 13 February 2007 | 19 May 2007 |
| RO | 4 | 18 July 2005 | 08 February 2007 | |
| China Everbright Research Limited 中國光大資料研究有限公司 | RO | 4 | 18 March 2004 | 27 June 2005 |
| China Everbright Research Limited 中國光大資料研究有限公司 | RE | 4 | 22 October 2003 | 18 March 2004 |