SFC Licences of SHIU Wing Lun, Eric 蕭永倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 11 April 2007 | 25 August 2011 |
Enlighten Futures Limited 名匯期貨有限公司 | RE | 2 | 02 February 2006 | 21 March 2007 |
Enlighten Securities Limited 名匯證券有限公司 | RE | 1 | 02 February 2006 | 21 March 2007 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 01 August 2003 | 28 January 2006 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 01 August 2003 | 28 January 2006 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 01 April 2003 | 31 May 2003 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 01 April 2003 | 31 May 2003 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 6 | 01 April 2003 | 31 May 2003 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 9 | 01 April 2003 | 31 May 2003 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 9 | 01 April 2003 | 31 May 2003 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 5 | 01 April 2003 | 31 May 2003 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 31 May 2003 |