SFC Licences of HO Man Tat 何聞達

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Leonteq Securities (Hong Kong) Limited RO 4 26 January 2022
Leonteq Securities (Hong Kong) Limited RO 1 26 January 2022
Leonteq Securities (Hong Kong) Limited RE 4 20 December 2021 26 January 2022
Leonteq Securities (Hong Kong) Limited RE 1 20 December 2021 26 January 2022
Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 RO 4 27 February 2019 01 July 2020
Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 RO 1 27 February 2019 01 July 2020
Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 RE 4 20 December 2018 27 February 2019
Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 RE 1 20 December 2018 27 February 2019
Wells Fargo Securities Asia Limited RO 9 13 April 2016 01 November 2018
Wells Fargo Securities Asia Limited RO 4 13 April 2016 01 November 2018
Wells Fargo Securities Asia Limited RO 1 13 April 2016 01 November 2018
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 10 March 2014 01 April 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 10 March 2014 01 April 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 10 March 2014 01 April 2015
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RO 1 22 February 2006 30 May 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 2 16 January 2006 09 April 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 1 22 March 2005 22 February 2006
Merrill Lynch (Asia Pacific) Limited RE 4 01 April 2003 20 January 2005
Merrill Lynch (Asia Pacific) Limited RE 6 01 April 2003 20 January 2005
Merrill Lynch (Asia Pacific) Limited RE 7 01 April 2003 20 January 2005
Merrill Lynch (Asia Pacific) Limited RE 9 01 April 2003 20 January 2005
Merrill Lynch Futures (Hong Kong) Limited RE 2 01 April 2003 20 January 2005
Merrill Lynch (Asia Pacific) Limited RE 1 01 April 2003 20 January 2005
Merrill Lynch Futures (Hong Kong) Limited RE 5 01 April 2003 20 January 2005
Merrill Lynch Futures (Hong Kong) Limited RE 7 01 April 2003 20 January 2005
Merrill Lynch Futures (Hong Kong) Limited RE 9 01 April 2003 20 January 2005