SFC Licences of WANG Lan Ling
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 01 September 2008 | 11 February 2009 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 18 September 2006 | 11 February 2009 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 18 September 2006 | 11 February 2009 |
Marc Faber Limited | RE | 9 | 10 January 2006 | 11 August 2006 |
Marc Faber Limited | RE | 4 | 31 December 2005 | 11 August 2006 |
Marc Faber Limited | RO | 9 | 30 June 2005 | 10 January 2006 |
Marc Faber Limited | RO | 4 | 30 June 2005 | 31 December 2005 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 01 April 2003 | 30 October 2004 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 01 April 2003 | 30 October 2004 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 9 | 01 April 2003 | 30 October 2004 |