SFC Licences of SHEN Richard Chih Yuan 沈智遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RO | 5 | 17 June 2011 | 18 May 2015 |
J.P. Morgan Broking (Hong Kong) Limited | RO | 4 | 17 June 2011 | 18 May 2015 |
J.P. Morgan Broking (Hong Kong) Limited | RO | 2 | 17 June 2011 | 18 May 2015 |
J.P. Morgan Broking (Hong Kong) Limited | RO | 1 | 17 June 2011 | 18 May 2015 |
J.P. Morgan Broking (Hong Kong) Limited | RO | 5 | 14 January 2008 | 09 September 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RO | 2 | 14 January 2008 | 09 September 2010 |