SFC Licences of TAM Chi Yip, Kenny 譚梓業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLC Futures Limited 創僑期貨有限公司 | RE | 2 | 18 December 2014 | 28 January 2021 |
CLC Securities Limited 創僑證券有限公司 | RE | 4 | 07 July 2014 | 30 November 2023 |
CLC Securities Limited 創僑證券有限公司 | RE | 1 | 07 July 2014 | 30 November 2023 |
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 29 October 2012 | 24 June 2014 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 4 | 29 October 2012 | 24 June 2014 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 29 October 2012 | 24 June 2014 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 27 April 2009 | 19 October 2012 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 17 October 2006 | 19 October 2012 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 11 September 2006 | 19 October 2012 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 26 October 2005 | 01 September 2006 |