SFC Licences of TAM Chi Yip, Kenny 譚梓業

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLC Futures Limited 創僑期貨有限公司 RE 2 18 December 2014 28 January 2021
CLC Securities Limited 創僑證券有限公司 RE 4 07 July 2014 30 November 2023
CLC Securities Limited 創僑證券有限公司 RE 1 07 July 2014 30 November 2023
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 29 October 2012 24 June 2014
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 4 29 October 2012 24 June 2014
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 29 October 2012 24 June 2014
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 4 27 April 2009 19 October 2012
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 17 October 2006 19 October 2012
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 11 September 2006 19 October 2012
Celestial Securities Limited 時富證券有限公司 RE 1 26 October 2005 01 September 2006