SFC Licences of LEE Siu Yuen 李兆源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 1 | 15 September 2009 | 27 March 2019 |
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 | RE | 2 | 15 September 2009 | 28 February 2013 |
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 1 | 15 September 2009 | 30 September 2011 |
Business Futures Limited 東信期貨有限公司 | RE | 2 | 01 April 2003 | 28 August 2009 |
Business Securities Limited 東信證券有限公司 | RE | 1 | 01 April 2003 | 28 August 2009 |
Business Securities Limited 東信證券有限公司 | RE | 6 | 01 April 2003 | 25 September 2003 |
Business Futures Limited 東信期貨有限公司 | RE | 9 | 01 April 2003 | 25 September 2003 |
Business Securities Limited 東信證券有限公司 | RE | 4 | 01 April 2003 | 25 September 2003 |
Business Futures Limited 東信期貨有限公司 | RE | 5 | 01 April 2003 | 25 September 2003 |
Business Securities Limited 東信證券有限公司 | RE | 9 | 01 April 2003 | 25 September 2003 |