SFC Licences of LEE Siu Yuen 李兆源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 1 15 September 2009 27 March 2019
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RE 2 15 September 2009 28 February 2013
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 1 15 September 2009 30 September 2011
Business Futures Limited 東信期貨有限公司 RE 2 01 April 2003 28 August 2009
Business Securities Limited 東信證券有限公司 RE 1 01 April 2003 28 August 2009
Business Securities Limited 東信證券有限公司 RE 6 01 April 2003 25 September 2003
Business Futures Limited 東信期貨有限公司 RE 9 01 April 2003 25 September 2003
Business Securities Limited 東信證券有限公司 RE 4 01 April 2003 25 September 2003
Business Futures Limited 東信期貨有限公司 RE 5 01 April 2003 25 September 2003
Business Securities Limited 東信證券有限公司 RE 9 01 April 2003 25 September 2003