SFC Licences of KO Tsz Mei,Viola 高紫薇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nerico Brothers Limited | RE | 3 | 24 March 2009 | 30 April 2021 |
Nerico Brothers Limited | RE | 2 | 24 March 2009 | 30 April 2021 |
Nerico Brothers Limited | RE | 3 | 22 November 2007 | 07 January 2009 |
Nerico Brothers Limited | RE | 2 | 22 November 2007 | 07 January 2009 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 21 November 2006 | 12 October 2007 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 21 November 2006 | 12 October 2007 |
Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 01 April 2003 | 14 June 2004 |
Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 01 April 2003 | 20 November 2003 |
Cinda International Futures Limited 信達國際期貨有限公司 | RE | 5 | 01 April 2003 | 20 November 2003 |
Cinda International Futures Limited 信達國際期貨有限公司 | RE | 9 | 01 April 2003 | 20 November 2003 |