SFC Licences of PANG Shu Wan 彭樹穩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Differ Financial and Securities Limited 鼎豐金融證券有限公司	RO	1	04 May 2020	23 May 2023
Differ Financial and Securities Limited 鼎豐金融證券有限公司	RE	1	20 March 2020	04 May 2020
Wealthy Securities Limited 永裕證劵有限公司	RO	1	04 September 2019	29 February 2020
Wealthy Securities Limited 永裕證劵有限公司	RE	1	05 August 2019	04 September 2019
Canfield Securities Company Limited 勤豐證券有限公司	RE	1	10 August 2018	24 July 2019
Canfield Securities Company Limited 勤豐證券有限公司	RO	1	19 April 2017	10 August 2018
CNI Securities Group Limited 中國北方證券集團有限公司	RO	1	27 September 2010	17 October 2016
AIF Securities Limited 亞投證券有限公司	RO	1	05 November 2009	08 July 2010
AIF Securities Limited 亞投證券有限公司	RE	1	02 July 2009	05 November 2009
Arta Global Markets Limited 裕承環球巿場有限公司	RE	1	04 March 2009	28 June 2009
CVP Securities Limited 星火證券有限公司	RE	1	04 November 2005	13 June 2008
Sunwah Kingsway Futures Limited 新華滙富期貨有限公司	RE	2	01 April 2003	30 December 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	1	01 April 2003	30 December 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	6	01 April 2003	24 December 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	4	01 April 2003	24 December 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	9	01 April 2003	24 December 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	7	01 April 2003	24 December 2003
Sunwah Kingsway Futures Limited 新華滙富期貨有限公司	RE	5	01 April 2003	24 December 2003
Sunwah Kingsway Futures Limited 新華滙富期貨有限公司	RE	9	01 April 2003	24 December 2003