SFC Licences of OR Felix 柯柏年
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 7 | 24 September 2020 | 12 September 2023 |
| UBS Securities Hong Kong Limited | RE | 2 | 24 September 2020 | 12 September 2023 |
| UBS Securities Hong Kong Limited | RE | 1 | 24 September 2020 | 12 September 2023 |
| UBS Securities Asia Limited | RE | 2 | 24 September 2020 | 12 September 2023 |
| UBS Securities Asia Limited | RE | 1 | 24 September 2020 | 12 September 2023 |
| UBS Securities Asia Limited | RE | 1 | 22 June 2010 | 15 May 2014 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 06 January 2005 | 20 November 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 06 January 2005 | 20 November 2008 |