SFC Licences of TSOI Man Yu, Phyllis 蔡敏如

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Everbright Capital Limited 中國光大融資有限公司 RE 6 21 October 2010 01 August 2011
China Everbright Capital Limited 中國光大融資有限公司 RE 4 21 October 2010 01 August 2011
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 RE 6 08 November 2007 04 August 2008
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 6 23 October 2007 04 August 2008
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 23 October 2007 04 August 2008
Fubon Capital (HK) Limited 富邦融資(香港)有限公司 RE 6 29 June 2007 24 July 2007
Fubon Capital (HK) Limited 富邦融資(香港)有限公司 RE 4 29 June 2007 24 July 2007
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 RE 6 30 August 2004 16 June 2007
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 RE 4 30 August 2004 16 June 2007
WAG Financial Services Group Limited 華高金融服務有限公司 RE 6 16 August 2004 26 November 2006
WAG Financial Services Group Limited 華高金融服務有限公司 RE 4 16 August 2004 26 November 2006
Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 RE 4 01 April 2003 20 May 2004
Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 RE 6 01 April 2003 20 May 2004
Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 RE 9 01 April 2003 08 January 2004