SFC Licences of NG Wang To 吳宏圖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
C Capital Investment Management Limited RO 9 06 November 2023
C Capital Investment Management Limited RO 4 06 November 2023
Well Link Asset Management Limited 立橋資產管理有限公司 RO 9 20 April 2016 17 March 2022
Well Link Asset Management Limited 立橋資產管理有限公司 RO 4 20 April 2016 17 March 2022
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 RE 9 16 March 2016 31 March 2016
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 RE 5 16 March 2016 31 March 2016
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 RE 4 16 March 2016 31 March 2016
orientiert XYZ Securities Limited RO 9 19 August 2015 02 March 2016
orientiert XYZ Securities Limited RE 9 09 July 2015 19 August 2015
CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 RO 9 04 June 2015 19 June 2015
CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 RE 9 04 March 2015 04 June 2015
RHB Asset Management Limited 興業金融資產管理有限公司 RO 9 06 December 2013 30 January 2015
RHB Asset Management Limited 興業金融資產管理有限公司 RO 4 06 December 2013 30 January 2015
RHB Asset Management Limited 興業金融資產管理有限公司 RO 1 06 December 2013 30 January 2015
RHB Asset Management Limited 興業金融資產管理有限公司 RE 9 03 October 2013 06 December 2013
RHB Asset Management Limited 興業金融資產管理有限公司 RE 4 03 October 2013 06 December 2013
RHB Asset Management Limited 興業金融資產管理有限公司 RE 1 03 October 2013 06 December 2013
Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 RO 9 16 December 2010 01 October 2013
Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 RO 4 16 December 2010 01 October 2013
Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 RE 4 05 June 2008 16 December 2010
Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 RE 9 28 July 2006 16 December 2010