SFC Licences of CHIU Pat Ngao, Steven 趙不傲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RO	6	24 September 2012
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RO	4	24 September 2012
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RO	1	24 September 2012
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	6	17 September 2012	24 September 2012
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	4	17 September 2012	24 September 2012
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	1	17 September 2012	24 September 2012
DBS Asia Capital Limited 星展亞洲融資有限公司	RO	6	14 September 2011	14 September 2012
DBS Asia Capital Limited 星展亞洲融資有限公司	RO	4	14 September 2011	14 September 2012
DBS Asia Capital Limited 星展亞洲融資有限公司	RO	1	14 September 2011	14 September 2012
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RO	6	27 April 2010	13 September 2011
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	1	27 April 2010	13 September 2011
Piper Jaffray Asia Limited 派杰亞洲有限公司	RE	6	01 April 2003	01 April 2009
Piper Jaffray Asia Limited 派杰亞洲有限公司	RE	4	01 April 2003	14 November 2003
Piper Jaffray Asia Limited 派杰亞洲有限公司	RE	9	01 April 2003	14 November 2003