SFC Licences of LEE Fung Ching, Vivienne 李鳳貞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 RE 3 21 May 2015
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 RE 2 21 May 2015
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 RE 1 21 May 2015
Interactive Brokers LLC 盈透有限公司 RE 2 05 November 2008 31 December 2016
Interactive Brokers LLC 盈透有限公司 RE 1 05 November 2008 31 December 2016
Interactive Brokers LLC 盈透有限公司 RE 3 09 October 2008 31 December 2016
CMC Markets Asia Limited 盈豐財資市場亞洲有限公司 RE 3 19 August 2005 31 August 2008
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 11 July 2005 27 July 2005
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 15 December 2004 06 May 2005
Realink Financial Trade Limited 滙信理財有限公司 RE 1 01 April 2003 03 June 2004
Realink Financial Trade Limited 滙信理財有限公司 RE 7 01 April 2003 23 September 2003
Realink Financial Trade Limited 滙信理財有限公司 RE 6 01 April 2003 23 September 2003
Realink Financial Trade Limited 滙信理財有限公司 RE 4 01 April 2003 23 September 2003
Realink Financial Trade Limited 滙信理財有限公司 RE 9 01 April 2003 23 September 2003