SFC Licences of PANG Keng Chan 彭鏡塵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KCG Fund Management Limited 寶通基金管理有限公司 | RO | 9 | 18 November 2013 | |
KCG Fund Management Limited 寶通基金管理有限公司 | RO | 4 | 05 June 2012 | |
KCG Fund Management Limited 寶通基金管理有限公司 | RO | 9 | 04 May 2007 | 31 May 2010 |
KCG Fund Management Limited 寶通基金管理有限公司 | RO | 4 | 04 May 2007 | 31 May 2010 |
KCG Securities Asia Limited 寶通證券亞洲有限公司 | RO | 9 | 25 November 2004 | |
KCG Securities Asia Limited 寶通證券亞洲有限公司 | RO | 9 | 01 April 2003 | 11 February 2004 |
KCG Securities Asia Limited 寶通證券亞洲有限公司 | RO | 1 | 01 April 2003 | |
KCG Securities Asia Limited 寶通證券亞洲有限公司 | RO | 4 | 01 April 2003 | |
KCG Securities Asia Limited 寶通證券亞洲有限公司 | RO | 6 | 01 April 2003 |