SFC Licences of PANG Keng Chan 彭鏡塵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KCG Fund Management Limited 寶通基金管理有限公司 RO 9 18 November 2013
KCG Fund Management Limited 寶通基金管理有限公司 RO 4 05 June 2012
KCG Fund Management Limited 寶通基金管理有限公司 RO 9 04 May 2007 31 May 2010
KCG Fund Management Limited 寶通基金管理有限公司 RO 4 04 May 2007 31 May 2010
KCG Securities Asia Limited 寶通證券亞洲有限公司 RO 9 25 November 2004
KCG Securities Asia Limited 寶通證券亞洲有限公司 RO 9 01 April 2003 11 February 2004
KCG Securities Asia Limited 寶通證券亞洲有限公司 RO 1 01 April 2003
KCG Securities Asia Limited 寶通證券亞洲有限公司 RO 4 01 April 2003
KCG Securities Asia Limited 寶通證券亞洲有限公司 RO 6 01 April 2003