SFC Licences of CHAN Man Wai, Marcella 陳敏慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 6 07 February 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 4 07 February 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 1 07 February 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 27 November 2019 07 February 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 27 November 2019 07 February 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 27 November 2019 07 February 2020
CIMB Bank Berhad 6 21 August 2017
CIMB Bank Berhad 4 21 August 2017
CIMB Bank Berhad 1 21 August 2017
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RO 6 17 May 2017 05 August 2019
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RO 4 17 May 2017 05 August 2019
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RO 1 17 May 2017 05 August 2019
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 6 05 May 2017 17 May 2017
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 4 05 May 2017 17 May 2017
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 05 May 2017 17 May 2017
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO 6 25 March 2013 28 April 2017
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO 4 25 March 2013 28 April 2017
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO 1 25 March 2013 28 April 2017
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 07 January 2013 25 March 2013
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 07 January 2013 25 March 2013
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 07 January 2013 25 March 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 6 02 August 2011 21 September 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 4 02 August 2011 21 September 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 1 02 August 2011 21 September 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 02 June 2011 02 August 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 02 June 2011 02 August 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 02 June 2011 02 August 2011
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 6 26 June 2007 29 May 2011
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 4 26 June 2007 29 May 2011
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 1 26 June 2007 29 May 2011
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 4 13 September 2006 26 June 2007
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 1 13 September 2006 26 June 2007
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 6 08 August 2006 26 June 2007
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 12 October 2004 17 June 2006