SFC Licences of WOO Cheung Yee, Jimmy 吳祥貽

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 1 08 October 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 15 June 2016 24 August 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 08 June 2016 24 August 2018
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 08 July 2011 21 January 2016
CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 RO 1 25 May 2011 28 June 2011
CICC US Securities, Inc. RO 1 01 September 2010 28 June 2011
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 22 May 2006 28 June 2011
CICC US Securities, Inc. RE 1 06 August 2007 01 September 2010
Fox-Pitt, Kelton (Asia) Limited RO 4 11 June 2004 13 May 2006
Fox-Pitt, Kelton (Asia) Limited RO 1 11 June 2004 13 May 2006
Fox-Pitt, Kelton (Asia) Limited RE 1 01 April 2003 11 June 2004
Fox-Pitt, Kelton (Asia) Limited RE 4 01 April 2003 11 June 2004
Fox-Pitt, Kelton (Asia) Limited RE 6 01 April 2003 26 September 2003
Fox-Pitt, Kelton (Asia) Limited RE 9 01 April 2003 26 September 2003