SFC Licences of CHAN Sik Tin 陳昔典

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Research Limited 海通國際研究有限公司 RO 4 25 May 2016 27 July 2021
Haitong International Research Limited 海通國際研究有限公司 RE 4 05 April 2016 25 May 2016
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RO 4 16 June 2015 14 March 2016
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 4 11 October 2013 16 June 2015
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 11 January 2012 28 September 2013
MF Global Hong Kong Limited 明富環球香港有限公司 RE 4 01 April 2010 11 November 2011
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 4 24 August 2009 31 March 2010
Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 RE 4 06 June 2008 31 March 2010
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 4 16 October 2006 30 May 2008
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 07 March 2005 29 September 2006
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 4 30 December 2003 03 May 2004
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 01 April 2003 03 May 2004
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 9 01 April 2003 19 June 2003
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 6 01 April 2003 19 June 2003
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 4 01 April 2003 19 June 2003