SFC Licences of HONG Albert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 29 December 2017 | 15 May 2020 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 14 May 2008 | 29 April 2011 |