SFC Licences of DU Trinh C 謝昭程
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ginger Capital Advisory Limited | RO | 9 | 05 September 2013 | 31 March 2016 |
| Ginger Capital Advisory Limited | RO | 4 | 05 September 2013 | 31 March 2016 |
| Aspen Hill Partners (Hong Kong) Limited | RO | 9 | 08 August 2008 | 12 November 2010 |
| Aspen Hill Partners (Hong Kong) Limited | RO | 4 | 08 August 2008 | 12 November 2010 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 | RO | 1 | 28 December 2006 | 01 January 2008 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 | RE | 1 | 26 July 2006 | 28 December 2006 |
| Chi Capital Securities Limited | RO | 9 | 07 September 2004 | 29 October 2004 |
| Chi Capital Securities Limited | RO | 4 | 07 September 2004 | 29 October 2004 |
| Chi Capital Securities Limited | RO | 1 | 07 September 2004 | 29 October 2004 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 01 April 2003 | 11 March 2004 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 7 | 01 April 2003 | 19 January 2004 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 01 April 2003 | 19 January 2004 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 01 April 2003 | 19 January 2004 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 9 | 01 April 2003 | 19 January 2004 |