SFC Licences of YUEN Tin Chi, Edmund 袁天池
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Harmony Wealth Management Limited 匯晉資產管理有限公司 | RE | 9 | 15 September 2023 | |
Harmony Wealth Management Limited 匯晉資產管理有限公司 | RE | 4 | 15 September 2023 | |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 12 April 2021 | 04 April 2023 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 5 | 12 April 2021 | 04 April 2023 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 12 April 2021 | 04 April 2023 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 12 April 2021 | 04 April 2023 |
Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 5 | 03 February 2016 | ||
Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 9 | 30 October 2015 |