SFC Licences of LEE Ha Young 李夏榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RaffAello Investment Management (HK) Limited | RO | 9 | 23 March 2021 | |
RaffAello Securities (HK) Limited | RO | 4 | 19 August 2020 | |
RaffAello Securities (HK) Limited | RO | 1 | 19 August 2020 | |
China On Securities Limited 中安證券有限公司 | RO | 9 | 09 July 2018 | 28 June 2020 |
China On Securities Limited 中安證券有限公司 | RO | 1 | 06 April 2017 | 28 June 2020 |
RaffAello Securities (HK) Limited | RO | 1 | 15 March 2012 | 31 March 2017 |
RaffAello Securities (HK) Limited | RE | 1 | 08 March 2012 | 15 March 2012 |
Fosun International Securities Limited 復星國際證券有限公司 | RO | 1 | 25 November 2010 | 27 February 2012 |
Fosun International Securities Limited 復星國際證券有限公司 | RE | 1 | 19 October 2010 | 25 November 2010 |
KB Investment & Securities Hong Kong Limited | RO | 1 | 30 June 2004 | 31 March 2010 |